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 American Airlines, Inc. et al., ALM Antillean Airlines N.V., and BWIA International Airways Limited Reciprocal Code-Share Services Proceeding 

Order 97-2-29 / OST-97-2159 / 50311 / 50312 / 96-1940 / 96-1941 / 96-1942 / 96-1939 / Undocketed / Issued and Served February 27, 1997 

Order Instituting Proceeding 

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Attachment - Evidence Request 

We consolidate into this proceeding the captioned applications of American, ALM, and BWIA for certain exemption authorities; and the American, ALM, and BWIA applications for statements of authorization for reciprocal code-sharing services. We are also requiring additional information to facilitate our review of the applications, since they raise significant competitive issues, and are deferring consideration of these applications pending further notice. Finally, when we have determined that the record of this case is complete, we will announce an appropriate procedural schedule for reaching a decision expeditiously. 




American Airlines, Inc. et al., ALM Antillean Airlines N.V., and BWIA International Airways Limited Reciprocal Code-Sharing Services Proceeding 

OST-97-2159 / 50311 / 50312 / 96-1940 / 96-1941 / 96-1942 / 96-1939 / Undocketed / Filed March 10, 1997 

Petition of ALM Antillean Airlines for Reconsideration of Order 97-2-29 

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ALM strongly objects to the DOT Order on two grounds. First, there is no need for additional evidence to resolve the public interest benefits of the proposed code share arrangement with American. There is no bar to entry by any U.S. carrier in this market. The Netherlands Antilles has a de facto open skies policy. No one disputes this. TWA's unsupported charge that ALM's code share agreement will "exclude potential competition" is totally without basis. Neither TWA, United nor the Department have offered even factual allegations or creative scenarios as to how this possibly could occur. 

Counsel: Condon Forsyth, Thomas Whalen, 202.289.0500  

Petition of American Airlines for Partial Reconsideration of Order 97-2-29 

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American will comply with the Department's evidence request as expeditiously as possible. American will demon-strate that its proposed arrangements with ALM and with BWIA are pro-competitive; will benefit consumers with expanded price, service, and quality options; and are in the public interest. The two proposals, however, should be considered and decided in separate proceedings, consistent with the Depart-ment's longstanding practice with other code-sharing applica-tions even in common geographic regions. 

Counsel: American, Carl Nelson, 202.496.5647, carl_nelson@amrcorp.com 




American Airlines, Inc. et al., ALM Antillean Airlines N.V., and BWIA International Airways Limited Reciprocal Code-Sharing Services Proceeding 

OST-97-2159 / Filed March 20, 1997 

Answer of Trans World Airlines 

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American and ALM argue that the BWIA and ALM code shares should not be considered in the same proceeding because the agreements are separate and independent and because there are different countries involved. ALM seems to be particularly annoyed at being consolidated with a Category II airline, as identified by the FAA. However, the Department's consolidation is entirely reasonable. The Caribbean is a single competitive region, where islands compete with each other for U.S. tourist dollars. American's strategic documents may well consider the region as a whole, and documents that may be relevant to the BWIA agreement may also shed light on American's motivation with respect to ALM. The issues with respect to both the BWIA and ALM agreements are essentially identical in that both are relatively small Caribbean carriers combining with the industry giant. The Department should adhere to its decision to conduct a consolidated proceeding. 

Counsel: TWA and Richard Fahy, 202.457.4764 

Consolidated Answer of United Air Lines 

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ALM for its part seeks to distinguish itself from BWIA on the basis of the differing FAA safety categorizations of the Netherlands Antilles and Trinidad, BWIA's homeland. Those considerations affect only the timing of the implementation of the code shares, however, and not their ultimate competitive impact. ALM's concerns provide no basis for the Department to bifurcate its investigation. Indeed, such bifurcation would have the effect of enabling the applicants to understate American's dominance in the Caribbean by engaging in "divide and rule" tactics to gerrymander evidence relating to Caribbean market traffic. 

Counsel: United and Ginsburg Feldman, Joel Burton, 202.637.9130 




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